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Advertising on the Internet: RoboChats Will Inform You Before You Engage in Any Attractive Financial Offer

Due to the development of digitalization which has led to the emergence of various new advertising opportunities on the internet, including advertising on social media, internet advertising is becoming increasingly prevalent, taking up a larger share of advertising and slowly pushing traditional channels such as television or radio advertising aside. The reason for the rapid growth of internet advertising is, among other things, that it allows for individual access to users and that ads can be targeted to specific user groups.

The trend of increasingly prevalent internet advertising is also followed by the financial industry, which uses social media to promote its products and services. Because internet advertising is experiencing tremendous growth and has increasing importance, from the perspective of consumer protection, as well as other internet users who do not fall under the category of consumers, who are increasingly exposed to this form of advertising, its legal regulation is also significant.

Regulation in Croatia

The legal regulation of internet advertising is complex because various entities engaged in internet advertising have activities and operations that are generally regulated differently. For example, the Media Act (NN 59/04, 84/11, 81/13, 114/22) and the Electronic Media Act (NN 111/21, 114/22) regulate the advertising of traditional media, which, in addition to distributing their program content via the internet, also use it for advertising.

In addition to the media, other entities whose activities are regulated also engage in internet advertising, and the legislative framework for their advertising is provided by the Electronic Commerce Act (NN 173/03, 67/08, 36/09, 130/11, 30/14, 32/19), which prescribes rules for concluding contracts in electronic form – which includes concluding contracts via the internet, as well as rules for advertising via the internet. This law prescribes obligations for entities that have regulated activities and that advertise products and services via the internet in such a way that they are required to ensure that every piece of information from the advertisement clearly and unambiguously meets the following conditions: that the advertisement can be clearly identified as such at the moment the user sees it, that the person on whose behalf the advertisement is composed can be clearly identified, that it can be clearly determined from the advertisement that it is a call to purchase a product or service, including a call to use discounts and gifts, as well as that the conditions that must be met to conclude the contract must be easily accessible and presented clearly and unambiguously.

Obligations of Influencers and Penalties

Finally, advertising on the internet, especially on social media, can also be done by individuals who do not engage in registered activities, and these are mainly influencers. The role of influencers in advertising products and services via the internet, especially on social media, is becoming increasingly significant as more and more entities, including financial institutions, incorporate influencer marketing into their marketing strategies and allocate substantial funds for advertising through this channel.

Influencers who advertise products and services are required to register their activities with the relevant authority primarily to regulate their tax status. Namely, according to the Law on the Prohibition and Prevention of Unregistered Activities (NN 61/11, 66/19), a participant in the performance of unregistered activities is considered to be an individual who publishes a voice in any way available to the public, which includes advertising via social media. According to the provisions of this law, influencers are required to collect data on the identity of the advertiser and, if necessary, provide that data to the responsible authorities. It is interesting to note that if they engage in advertising activities without regulating their status, influencers commit an offense, and in addition to monetary fines, they may also face administrative measures prohibiting them from conducting activities, closing premises, and seizing the equipment they use to conduct activities until they fulfill the registration obligation with the responsible authorities.

Advertising Financial Services

Financial advertising is the advertising of financial services as specific types of financial products and services, which are legally defined as services that have the nature of banking, credit, or insurance services, personal pension services, investments, or payments. The sale of financial services via the internet at the level of the European Union is regulated by the Directive on Distance Marketing of Financial Services for Consumers from 2002, the provisions of which have been implemented into our legislation by the Consumer Protection Act (NN 19/22, 56/23), the Consumer Credit Act (NN 75/09, 112/12, 143/13, 147/13, 09/15, 78/15, 102/15, 52/16, 128/22), and the Payment Transactions Act (NN 66/18, 114/22).

If they engage in advertising activities without regulating their status, influencers commit an offense, and in addition to monetary fines, they may also face administrative measures prohibiting them from conducting activities, closing premises, and seizing the equipment they use to conduct activities until they fulfill the registration obligation with the relevant authorities.

The provisions of these laws prescribe consumer protection when concluding consumer contracts whose subject matter is financial services, specifically those concluded at a distance via the internet in such a way that there is an obligation to inform consumers before concluding a distance contract about the financial service, the service provider, the contract, legal remedies, as well as the consumer’s right to unilaterally withdraw from the contract. However, these provisions do not directly regulate the advertising of financial services via the internet, which is why the advertising of financial services on social media is subject to the provisions of the Media Act, the Electronic Media Act, the Electronic Commerce Act, and the Law on the Prohibition and Prevention of Unregistered Activities, which generally regulate the advertising of all products and services on the internet.

A Necessary Step Further

After 2002, when the Directive on Distance Marketing of Financial Services for Consumers came into force, there was undoubtedly a strong surge in the advertising of financial services on the internet, especially on social media, which has led to consumers, as well as other internet users who do not fall into the category of consumers, now having the ability to contract financial services with a single click, to use roboChats – automated sales advisors that automatically offer financial products and services when contracting financial services, as well as to contract financial services due to the influence of influencers who, through their reputation and actions on social media, affect the behavior of internet users and can lead them to purchase and use financial services.

Due to the significant changes in the advertising of financial services via the internet, in May 2022, a procedure was initiated to amend the Directive on Distance Marketing of Financial Services for Consumers specifically regarding its supplementation with provisions on the advertising of financial services intended for consumers on social media.

What European Regulation Brings

Given that advertising on social media is a powerful tool as it encourages consumers to purchase financial products and contract financial services, using technologies that influence behavior patterns, various measures are being considered through the amendment of the aforementioned Directive aimed at thoroughly regulating the advertising of financial products and services on the internet.

As an example of such measures, the prescription of the form and content of advertising financial services is primarily being considered so that the content of advertisements in the future would be legally defined and must necessarily include an overview of the main characteristics of the product, the total price, and warnings depending on the level of sophistication of the individual financial product. Additionally, the introduction of standardized forms for pre-contractual information for all financial services is also being considered.

The obligation to inform users is planned to be further introduced into the advertising of financial products and services themselves, so in the future, consumers will be informed in two stages, during the advertising of financial products and services and additionally in the stage before concluding the contract. Also, as an additional measure, the introduction of rules regarding automated advisors in the financial sector, roboChats, especially in brokerage and investment management, is being considered in such a way that detailed rules for the use of roboChats will be prescribed for financial institutions in the future.

Thus, a detailed regulation of the advertising of financial services intended for internet users is underway, and the content and levels of protection will be known after the completion of the amendment procedure of the Directive, the provisions of which will be incorporated into Croatian national legislation.

Better Protection After Amendments

Regarding the sale of financial products and services intended for consumers, they are normatively protected, primarily by European Union legislation, specifically the Directive on Distance Marketing of Financial Services for Consumers, which has been implemented into the provisions of the Consumer Protection Act, the Consumer Credit Act, and the Payment Transactions Act. Two fundamental rights of consumers when contracting financial services via the internet are the right to prior information and the right to withdraw from the contract without special reason.

It is interesting to note that consumers are also protected by the cogent nature of the provisions of all directives dealing with consumer protection, which implies that consumers cannot waive the rights and levels of protection granted to them, and that the burden of proof is always on the trader, which means that the path to legal protection is facilitated for consumers.

Regarding the advertising of financial services, due to digitalization and the rapid development of methods and the increasing number of advertising opportunities on social media, there is a gap between available forms of advertising and applicable legal regulations. A higher level of protection will be ensured with the entry into force of the amendments to the Directive on Distance Marketing of Financial Services for Consumers, and thus Croatian regulations.

In five years, less than ten rulings for advertising violations

Advertising on the internet in Croatia is regulated by several different regulations depending on the type of entity engaged in online advertising, all of which prescribe monetary fines as a sanction in case of violation of advertising legal rules.

However, it is certainly interesting to note that despite a clear legislative framework, there is a significant gap regarding the issue of oversight over the application of regulations that regulate advertising.

Namely, the High Misdemeanor Court of the Republic of Croatia, as well as misdemeanor courts throughout the Republic of Croatia, provided authors with a response for the purposes of writing this article that in the last five years, less than ten final decisions have been made establishing violations of legal provisions regulating advertising.

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